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Regulation (EU) No 1095/2010 of the European Parliament and of the Council of 24 November 2010
Establishing a European Supervisory Authority (European Securities and Markets Authority),
amending Decision No 716/2009/EC and repealing Commission Decision 2009/77/ECEuropean Securities and Markets Authority – ESMA
- Recitals
CHAPTER I — ESTABLISHMENT AND LEGAL STATUS- CHAPTER II — TASKS AND POWERS OF THE AUTHORITY
- Article 8 — Tasks and powers of the Authority
- Article 9 — Tasks related to consumer protection and financial activities
- Article 9a — No action letters
- Article 10 — Regulatory technical standards
- Article 11 — Exercise of the delegation
- Article 12 — Revocation of the delegation
- Article 13 — Objections to regulatory technical standards
- Article 14 — Non-endorsement or amendment of draft regulatory technical standards
- Article 15 — Implementing technical standards
- Article 16 — Guidelines and recommendations
- Article 16a — Opinions
- Article 16b — Questions and answers
- Article 17 — Breach of Union law
- Article 17a — Protection of reporting persons
- Article 18 — Action in emergency situations
- Article 19 — Settlement of disagreements between competent authorities in cross-border situations
- Article 20 — Settlement of disagreements between competent authorities across sectors
- Article 21 — Colleges of supervisors
- Article 22 — General provisions on systemic risk
- Article 23 — Identification and measurement of systemic risk
- Article 24 — Permanent capacity to respond to systemic risks
- Article 25 — Recovery and resolution procedures
- Article 26 — European system of national Investor Compensation Schemes
- Article 27 — European system of resolution and funding arrangements
- Article 28 — Delegation of tasks and responsibilities
- Article 29 — Common supervisory culture
- Article 29a — Union strategic supervisory priorities
- Article 30 — Peer reviews of competent authorities
- Article 31 — Coordination function
- Article 31a — Information exchange on fitness and propriety
- Article 31b — Coordination function in relation to orders, transactions and activities with significant cross-border effects
- Article 32 — Assessment of market developments, including stress tests
- Article 33 — International relations including equivalence
- Article 35 — Collection of information
- Article 36 — Relationship with the ESRB
- Article 37 — Securities and Markets Stakeholder Group
- Article 38 — Safeguards
- Article 39 — Decision-making procedures
- CHAPTER III — ORGANISATION
- CHAPTER IV — JOINT BODIES OF THE EUROPEAN SUPERVISORY AUTHORITIES
- CHAPTER V — REMEDIES
- CHAPTER VI — FINANCIAL PROVISIONS
- CHAPTER VII — GENERAL PROVISIONS
- Article 67 — Privileges and immunities
- Article 68 — Staff
- Article 69 — Liability of the Authority
- Article 70 — Obligation of professional secrecy
- Article 71 — Data protection
- Article 72 — Access to documents
- Article 73 — Language arrangements
- Article 74 — Headquarters Agreement
- Article 75 — Participation of third countries
- CHAPTER VIII — TRANSITIONAL AND FINAL PROVISIONS
- Final