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Regulation (EU) 2019/2033 of the European Parliament and of the Council of 27 November 2019
On the prudential requirements of investment firms
and amending Regulations (EU) No 1093/2010, (EU) No 575/2013, (EU) No 600/2014 and (EU) No 806/2014 (Text with EEA relevance)- Recitals
PART ONE — GENERAL PROVISIONS- PART TWO — OWN FUNDS
- PART THREE — CAPITAL REQUIREMENTS
- TITLE I — GENERAL REQUIREMENTS
- TITLE II — K-FACTOR REQUIREMENT
- PART FOUR — CONCENTRATION RISK
- Article 35 — Monitoring obligation
- Article 36 — Calculation of the exposure value
- Article 37 — Limits with regard to concentration risk and exposure value excess
- Article 38 — Obligation to notify
- Article 39 — Calculating K‐CON
- Article 40 — Procedures to prevent investment firms from avoiding the K‐CON own funds requirement
- Article 41 — Exclusions
- Article 42 — Exemption for commodity and emission allowance dealers
- PART FIVE — LIQUIDITY
- PART SIX — DISCLOSURE BY INVESTMENT FIRMS
- PART SEVEN — REPORTING BY INVESTMENT FIRMS
- PART EIGHT — DELEGATED ACTS
- PART NINE — TRANSITIONAL PROVISIONS, REPORTS, REVIEWS AND AMENDMENTS
- PART TEN — FINAL PROVISIONS
- Final