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Supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
LIST OF ANNEXES

LIST OF ANNEXES — PART A

    REGISTRATION DOCUMENTS

  • Annex 1 : Registration document for equity securities
  • Annex 2 : Universal registration document
  • Annex 3 : Registration document for secondary issuances of equity securities
  • Annex 4 : Registration document for units of closed-end collective investment undertakings
  • Annex 5 : Registration document for depository receipts issued over shares
  • Annex 6 : Registration document for retail non-equity securities
  • Annex 7 : Registration document for wholesale non-equity securities
  • Annex 8 : Registration document for secondary issuances of non-equity securities
  • Annex 9 : Registration document for asset-backed securities
  • Annex 10 : Registration documents for non-equity securities issued by third countries and their regional and local authorities

    PART B

    SECURITIES NOTES

  • Annex 11 : Securities note for equity securities or units issued by collective investment undertakings of the closed-end type
  • Annex 12 : Securities note for secondary issuances of equity securities or of units issued by collective investment undertakings of the closed-end type
  • Annex 13 : Securities note for depository receipts issued over shares
  • Annex 14 : Securities note for retail non-equity securities
  • Annex 15 : Securities note for wholesale non-equity securities
  • Annex 16 : Securities note for secondary issuances of non-equity securities

    PART C

    ADDITIONAL INFORMATION TO BE INCLUDED IN THE PROSPECTUS

  • Annex 17 : Securities giving rise to payment or delivery obligations linked to an underlying asset
  • Annex 18 : Underlying share
  • Annex 19 : Asset-backed securities
  • Annex 20 : Pro forma information
  • Annex 21 : Guarantees
  • Annex 22 : Consent

    PART D

    EU GROWTH PROSPECTUS

  • Annex 23 : Specific summary for the EU Growth prospectus
  • Annex 24 : EU Growth registration document for equity securities
  • Annex 25 : EU Growth registration document for non-equity securities
  • Annex 26 : EU Growth securities note for equity securities
  • Annex 27 : EU Growth securities note for non-equity securities

    PART E

    OTHER CATEGORIES OF INFORMATION

  • Annex 28 : List of additional information in final terms
  • Annex 29 : List of specialist issuers