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Supplementing Regulation (EU) 2017/1129 of the European Parliament and of the Council as regards the format, content, scrutiny and approval of the prospectus to be published when securities are offered to the public or admitted to trading on a regulated market
ANNEX 18

ANNEX 18

UNDERLYING SHARE
SECTION 1DESCRIPTION OF THE UNDERLYING SHARE
Item 1.1Description of the type and the class of the shares.Category A
Item 1.2Legislation under which the shares have been or will be created.Category A
Item 1.3
  1. Indication whether the securities are in registered form or bearer form and whether the securities are in certificated form or book-entry form.
Category A
  1. In the case of securities registered in book-entry form, the name and address of the entity in charge of keeping the records.
Category C
Item 1.4Indication of the currency of the shares issueCategory A
Item 1.5

A description of the rights, including any limitations of these, attached to the securities and procedure for the exercise of those rights:

  1. dividend rights:
    1. fixed date(s) on which the entitlement arises;
    2. time limit after which entitlement to dividend lapses and an indication of the person in whose favour the lapse operates;
    3. dividend restrictions and procedures for non-resident holders;
    4. rate of dividend or method of its calculation, periodicity and cumulative or non-cumulative nature of payments.
  2. voting rights;
  3. pre-emption rights in offers for subscription of securities of the same class;
  4. right to share in the issuer’s profits;
  5. rights to share in any surplus in the event of liquidation;
  6. redemption provisions;
  7. conversion provisions.
Category A
Item 1.6In the case of new issues, a statement of the resolutions, authorisations and approvals by virtue of which the shares have been or will be created and/or issued and indication of the issue date.Category C
Item 1.7Where and when the shares will be or have been admitted to trading.Category C
Item 1.8Description of any restrictions on the transferability of the shares.Category A
Item 1.9Statement on the existence of any national legislation on takeovers applicable to the issuer which may frustrate such takeovers, if any. Brief description of the shareholders’ rights and obligations in case of mandatory takeover bid, squeeze-out or sell-out.Category A
Item 1.10

Indication of public takeover bids by third parties in respect of the issuer’s equity, which have occurred during the last financial year and the current financial year.

The price or exchange terms attaching to such offers and the outcome thereof must be stated.

Category C
Item 1.11A comparison of:
  1. participation in share capital and voting rights for existing shareholders before and after the capital increase resulting from the public offer, with the assumption that existing shareholders do not subscribe for the new shares;
Category C
  1. the net asset value per share as of the date of the latest balance before the public offer (selling offer and/or capital increase) and the offering price per share within that public offer.
Category C
SECTION 2INFORMATION TO BE PROVIDED WHERE THE ISSUER OF THE UNDERLYING IS AN ENTITY BELONGING TO THE SAME GROUPCategory C
Item 2.1When the issuer of the underlying is an entity belonging to the same group, the information to provide on this issuer is the one required by the registration document for equity securities or, if applicable, the registration document for secondary issuances of equity securities or the EU Growth registration document for equity securities.Category A