Commission Implementing Regulation (EU) 2017/1945 of 19 June 2017
Laying down implementing technical standards with regard to notifications by and to applicant and authorised investment firms according to Directive 2014/65/EU of the European Parliament and of the Council
(Text with EEA relevance)- Recitals
- Article 1 — Designation of a contact point
- Article 2 — Submission of the application
- Article 3 — Receipt of the application form and acknowledgement of receipt
- Article 4 — Request of additional information
- Article 5 — Notification of changes to the membership of the management body
- Article 6 — Communication of the decision
- Article 7 — Entry into force and application
- Final
- ANNEX I — Application Form for authorisation as an Investment Firm
- ANNEX II — List of members of the management body
- ANNEX III — Notification of information on changes to the membership of the management body