Commission Delegated Regulation (EU) 2017/1943 of 14 July 2016
Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on information and requirements for the authorisation of investment firms
(Text with EEA relevance)- Recitals
- Article 1 — General information
- Article 2 — Information on capital
- Article 3 — Information on shareholders
- Article 4 — Information on the management body and persons who direct the business
- Article 5 — Financial information
- Article 6 — Information on the organisation of the firm
- Article 7 — General requirements
- Article 8 — Requirements applicable to the management of investment firms that are natural persons or investment firms that are legal persons managed by a single natural person
- Article 9 — Requirements applicable to shareholders and members with qualifying holdings
- Article 10 — Effective exercise of supervisory functions
- Article 11 — Entry into force and application
- Final