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Commission Delegated Regulation (EU) 2017/590 of 28 July 2016
Supplementing Regulation (EU) No 600/2014 of the European Parliament and of the Council with regard to regulatory technical standards for the reporting of transactions to competent authorities
(Text with EEA relevance)- Recitals
- Article 1 — Data standards and formats for transaction reporting
- Article 2 — Meaning of transaction
- Article 3 — Meaning of execution of a transaction
- Article 4 — Transmission of an order
- Article 5 — Identification of the investment firm executing a transaction
- Article 6 — Designation to identify natural persons
- Article 7 — Details of the identity of the client and identifier and details for the decision maker
- Article 8 — Identification of person or computer algorithm responsible for the investment decision
- Article 9 — Identification of person or computer algorithm responsible for execution of a transaction
- Article 10 — Designation to identify an applicable waiver
- Article 11 — Designation to identify a short sale
- Article 12 — Reporting of an execution for a combination of financial instruments
- Article 13 — Conditions upon which legal entity identifiers are to be developed, attributed and maintained
- Article 14 — Reporting transactions executed by branches
- Article 15 — Methods and arrangements for reporting financial transactions
- Article 16 — Determination of the most relevant market in terms of liquidity
- Article 17 — Entry into force and application
- Final
- ANNEX I
- ANNEX II — National client identifiers for natural persons to be used in transaction reports