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Commission Delegated Regulation (EU) 2017/589 of 19 July 2016
Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards specifying the organisational requirements of investment firms engaged in algorithmic trading
(Text with EEA relevance)- Recitals
CHAPTER I — GENERAL ORGANISATIONAL REQUIREMENTS- CHAPTER II — RESILIENCE OF TRADING SYSTEMS
- SECTION I — Testing and deployment of trading algorithms systems and strategies
- SECTION 2 — Post-deployment management
- SECTION 3 — Means to ensure resilience
- Article 12 — Kill functionality
- Article 13 — Automated surveillance system to detect market manipulation
- Article 14 — Business continuity arrangements
- Article 15 — Pre-trade controls on order entry
- Article 16 — Real-time monitoring
- Article 17 — Post-trade controls
- Article 18 — Security and limits to access
- CHAPTER III — DIRECT ELECTRONIC ACCESS
- CHAPTER IV — INVESTMENT FIRMS ACTING AS GENERAL CLEARING MEMBERS
- CHAPTER V — HIGH-FREQUENCY ALGORITHMIC TRADING TECHNIQUE AND FINAL PROVISIONS
- Final
- ANNEX I — Criteria to be considered in the investment firm's self-assessment as referred to in Article 9(1)
- ANNEX II — Content and format of order records as referred to in Article 28