Commission Delegated Regulation (EU) 2017/571 of 2 June 2016
Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to regulatory technical standards on the authorisation, organisational requirements and the publication of transactions for data reporting services providers
(Text with EEA relevance)- Recitals
CHAPTER I — AUTHORISATION
CHAPTER II — ORGANISATIONAL REQUIREMENTS
- Article 5 — Conflicts of interest
- Article 6 — Organisational requirements regarding outsourcing
- Article 7 — Business continuity and back-up facilities
- Article 8 — Testing and capacity
- Article 9 — Security
- Article 10 — Management of incomplete or potentially erroneous information by APAs and CTPs
- Article 11 — Management of incomplete or potentially erroneous information by ARMs
- Article 12 — Connectivity of ARMs
- Article 13 — Other services provided by CTPs
CHAPTER III — PUBLICATION ARRANGEMENTS
- Article 14 — Machine readability
- Article 15 — Scope of the consolidated tape for shares, depositary receipts, ETFs, certificates and other similar financial instruments
- Article 15a — Scope of the consolidated tape for bonds, structured finance products, emission allowances and derivatives
- Article 16 — Identification of original and duplicative trade reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
- Article 17 — Publication of original reports in shares, depositary receipts, ETFs, certificates and other similar financial instruments
- Article 18 — Details to be published by the APA
- Article 19 — Non-discrimination
- Article 20 — Details to be published by the CTP
- Article 21 — Entry into force and application
- Final