Commission Implementing Regulation (EU) 2017/394 of 11 November 2016
Laying down implementing technical standards with regard to standard forms, templates and procedures for authorisation, review and evaluation of central securities depositories, for the cooperation between authorities of the home Member State and the host Member State, for the consultation of authorities involved in the authorisation to provide banking-type ancillary services, for access involving central securities depositories, and with regard to the format of the records to be maintained by central securities depositories in accordance with Regulation (EU) No 909/2014 of the European Parliament and of the Council
(Text with EEA relevance)- Recitals
CHAPTER I — CSD AUTHORISATION
CHAPTER II — REVIEW AND EVALUATION
- Article 2 — Standard forms and templates for the provision of information
- Article 3 — Procedure for the provision of information
- Article 4 — Provision of information to the authorities referred to in Article 22(7) of Regulation (EU) No 909/2014
- Article 5 — Exchange of information between competent authorities
CHAPTER III — COOPERATION ARRANGEMENTS
CHAPTER IV — RECORD KEEPING
CHAPTER V — ACCESS
CHAPTER VI — PROCEDURE FOR AUTHORISATION TO PROVIDE BANKING-TYPE ANCILLARY SERVICES AND FINAL PROVISION
- Final
- ANNEX I — Forms and templates for the CSD application for authorisation
- ANNEX II — Templates for submission of information for the review and evaluation
- ANNEX III — Forms and templates for the cooperation between authorities of the home Member State and of the host Member State
- ANNEX IV — Format of CSD records
- ANNEX V — Forms and templates for access procedures
- ANNEX VI — Forms and templates for the consultation of authorities prior to granting authorisation to provide banking-type ancillary services