Commission Delegated Directive (EU) 2017/593 of 7 April 2016
Supplementing Directive 2014/65/EU of the European Parliament and of the Council with regard to safeguarding of financial instruments and funds belonging to clients, product governance obligations and the rules applicable to the provision or reception of fees, commissions or any monetary or non-monetary benefits
(Text with EEA relevance)- Recitals
CHAPTER I — SCOPE
CHAPTER II — SAFEGUARDING OF CLIENT FINANCIAL INSTRUMENTS AND FUNDS
- Article 2 — Safeguarding of client financial instruments and funds
- Article 3 — Depositing client financial instruments
- Article 4 — Depositing client funds
- Article 5 — Use of client financial instruments
- Article 6 — Inappropriate use of title transfer collateral arrangements
- Article 7 — Governance arrangements concerning the safeguarding of client assets
- Article 8 — Reports by external auditors
CHAPTER III — PRODUCT GOVERNANCE REQUIREMENTS
CHAPTER IV — INDUCEMENTS
CHAPTER V — FINAL PROVISIONS