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Regulation (EU) No 806/2014 of the European Parliament and of the Council of 15 July 2014 establishing uniform rules and a uniform procedure for the resolution of credit institutions and certain investment firms in the framework of a Single Resolution Mechanism and a Single Resolution Fund and amending Regulation (EU) No 1093/2010
Single Resolution Mechanism – SRMR
- Recitals
PART I — GENERAL PROVISIONS- PART II — SPECIFIC PROVISIONS
- TITLE I — FUNCTIONS WITHIN THE SRM AND PROCEDURAL RULES
- CHAPTER 1 — Resolution planning
- Article 8 — Resolution plans drawn up by the Board
- Article 9 — Resolution plans drawn up by national resolution authorities
- Article 10 — Assessment of resolvability
- Article 10a — Power to prohibit certain distributions
- Article 11 — Simplified obligations for certain institutions
- Article 12 — Minimum requirement for own funds and eligible liabilities
- Article 12a — Application and calculation of the minimum requirement for own funds and eligible liabilities
- Article 12b — Exemption from the minimum requirement for own funds and eligible liabilities
- Article 12c — Eligible liabilities for resolution entities
- Article 12d — Determination of the minimum requirement for own funds and eligible liabilities
- Article 12e — Determination of the minimum requirement for own funds and eligible liabilities for resolution entities of G-SIIs and Union material subsidiaries of non-EU G-SIIs
- Article 12f — Application of the minimum requirement for own funds and eligible liabilities to resolution entities
- Article 12g — Application of the minimum requirement for own funds and eligible liabilities to entities that are not themselves resolution entities
- Article 12h — Waiver of the minimum requirement for own funds and eligible liabilities applied to entities that are not themselves resolution entities
- Article 12i — Waiver for a central body and credit institutions permanently affiliated to a central body
- Article 12j — Breaches of the minimum requirement for own funds and eligible liabilities
- Article 12k — Transitional and post-resolution arrangements
- CHAPTER 2 — Early intervention
- CHAPTER 3 — Resolution
- Article 14 — Resolution objectives
- Article 15 — General principles governing resolution
- Article 16 — Resolution of financial institutions and parent undertakings
- Article 17 — Order of priority of claims
- Article 18 — Resolution procedure
- Article 19 — State aid and Fund aid
- Article 20 — Valuation for the purposes of resolution
- Article 21 — Write-down or conversion of capital instruments and eligible liabilities
- Article 22 — General principles of resolution tools
- Article 23 — Resolution Scheme
- Article 24 — Sale of business tool
- Article 25 — Bridge institution tool
- Article 26 — Asset separation tool
- Article 27 — Bail-in tool
- Article 28 — Monitoring by the Board
- Article 29 — Implementation of decisions under this Regulation
- CHAPTER 4 — Cooperation
- CHAPTER 5 — Investigatory powers
- CHAPTER 6 — Penalties
- PART III — INSTITUTIONAL FRAMEWORK
- TITLE I — THE BOARD
- TITLE II — PLENARY SESSION OF THE BOARD
- TITLE III — EXECUTIVE SESSION OF THE BOARD
- TITLE IV — CHAIR
- TITLE V — FINANCIAL PROVISIONS
- CHAPTER 1 — General provisions
- Article 57 — Resources
- Article 58 — Budget
- Article 59 — Part I of the budget on the administration of the Board
- Article 60 — Part II of the budget on the Fund
- Article 61 — Establishment and implementation of the budget
- Article 62 — Internal audit and control
- Article 63 — Implementation of the budget, presentation of accounts and discharge
- Article 64 — Financial rules
- Article 65 — Contributions to the administrative expenditures of the Board
- Article 66 — Anti-fraud measures
- CHAPTER 2 — The Single Resolution Fund
- Section 1 — Constitution of the Fund
- Article 67 — General provisions
- Article 68 — Requirement to establish resolution financing arrangements
- Article 69 — Target level
- Article 70 — Ex-ante contributions
- Article 71 — Extraordinary ex-post contributions
- Article 72 — Voluntary borrowing between resolution financing arrangements
- Article 73 — Alternative funding means
- Article 74 — Access to financial facility
- Section 2 — Administration of the Fund
- Section 3 — Use of the Fund
- TITLE VI — OTHER PROVISIONS
- Article 80 — Privileges and Immunities
- Article 81 — Language arrangements
- Article 82 — Staff
- Article 83 — Staff exchange
- Article 84 — Internal committees
- Article 85 — Appeal Panel
- Article 86 — Actions before the Court of Justice
- Article 87 — Liability of the Board
- Article 88 — Professional secrecy and exchange of information
- Article 89 — Data protection
- Article 90 — Access to documents
- Article 91 — Security rules on the protection of classified and sensitive non-classified information
- Article 92 — Court of Auditors
- PART IV — POWERS OF EXECUTION AND FINAL PROVISIONS
- Article 93 — Exercise of the delegation
- Article 94 — Review
- Article 95 — Amendment to Regulation (EU) No 1093/2010
- Article 96 — Replacement of national resolution financing arrangements
- Article 97 — Headquarters Agreement and operating conditions
- Article 98 — Start of the Board's activities
- Article 99 — Entry into force
- Final