Commission Regulation (EU) No 1031/2010 of 12 November 2010
On the timing, administration and other aspects of auctioning of greenhouse gas emission allowances pursuant to Directive 2003/87/EC of the European Parliament and of the Council establishing a scheme for greenhouse gas emission allowances trading within the Community
(Text with EEA relevance)- Recitals
CHAPTER I — GENERAL PROVISIONS
CHAPTER II — THE DESIGN OF THE AUCTIONS
CHAPTER III — AUCTION CALENDAR
- Article 8 — Timing and frequency
- Article 9 — Circumstances preventing the conduct of auctions
- Article 10 — Annual volumes of the auctioned allowances covered by Chapter III of Directive 2003/87/EC
- Article 11 — Calendar for individual auctions of allowances covered by Chapter III of Directive 2003/87/EC auctioned by auction platforms appointed pursuant to Article 26(1) of this Regulation
- Article 12 — Annual volumes of auctioned allowances covered by Chapter II of Directive 2003/87/EC
- Article 13
- Article 14 — Adjustments of the auction calendar
CHAPTER IV — ACCESS TO THE AUCTIONS
- Article 15 — Persons who may submit bids directly in an auction
- Article 16 — Means of access
- Article 17 — Training and helpline
- Article 18 — Persons eligible to apply for admission to bid
- Article 19 — Requirements for admission to bid
- Article 20 — Submission and processing of applications for admission to bid
- Article 21 — Refusal, revocation or suspension of admission
CHAPTER V — APPOINTMENT OF THE AUCTIONEER AND ITS FUNCTIONS
CHAPTER VI
CHAPTER VII — APPOINTMENT OF AN AUCTION PLATFORM BY MEMBER STATES PARTICIPATING IN A JOINT ACTION WITH THE COMMISSION AND ITS FUNCTIONS
CHAPTER VIII — APPOINTMENT OF AUCTION PLATFORMS BY MEMBER STATES OPTING TO HAVE THEIR OWN AUCTION PLATFORM AND THEIR FUNCTIONS
CHAPTER IX
CHAPTER X
CHAPTER XI — PAYMENT AND TRANSFER OF THE AUCTION PROCEEDS
CHAPTER XII — DELIVERY OF THE AUCTIONED ALLOWANCES
CHAPTER XIII — MANAGEMENT OF COLLATERAL
CHAPTER XIV — FEES AND COSTS
CHAPTER XV — AUCTION SURVEILLANCE, REMEDIAL MEASURES AND SANCTIONS
- Article 53 — Monitoring of auctions
- Article 54 — Monitoring the relationship with bidders
- Article 55 — Notification of money laundering, terrorist financing or criminal activity
- Article 56 — Notification of market abuse
- Article 57 — Maximum bid-size and other remedial measures
- Article 58 — Market conduct rules or any other contractual arrangements
- Article 59 — Conduct rules for other persons authorised to bid on behalf of others pursuant to Article 18(1)(b) and (c) and Article 18(2)
CHAPTER XVI — TRANSPARENCY AND CONFIDENTIALITY
CHAPTER XVII — FINAL PROVISIONS
ANNEX