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Commission Regulation (EC) No 1287/2006 of 10 August 2006
Implementing Directive 2004/39/EC of the European Parliament and of the Council as regards record-keeping obligations for investment firms, transaction reporting, market transparency, admission of financial instruments to trading, and defined terms for the purposes of that Directive
(Text with EEA relevance)- Recitals
CHAPTER I — GENERAL- Article 1 — Subject-matter and scope
- Article 2 — Definitions
- Article 3 — Transactions related to an individual share in a portfolio trade and volume weighted average price transactions
- Article 4 — References to trading day
- Article 5 — References to transaction
- Article 6 — First admission to trading of a share on a regulated market
- CHAPTER II — RECORD-KEEPING: CLIENT ORDERS AND TRANSACTIONS
- CHAPTER III — TRANSACTION REPORTING
- Article 9 — (Second subparagraph of Article 25(3) of Directive 2004/39/EC)
- Article 10 — (Second subparagraph of Article 25(3) of Directive 2004/39/EC)
- Article 11 — (Article 25(3) of Directive 2004/39/EC)
- Article 12 — (Article 25(5) of Directive 2004/39/EC)
- Article 13 — (Article 25(3) and (5) of Directive 2004/39/EC)
- Article 14 — (Article 25(3) and (5) of Directive 2004/39/EC)
- Article 15 — (Article 58(1) of Directive 2004/39/EC)
- Article 16 — (Article 56(2) of Directive 2004/39/EC)
- CHAPTER IV — MARKET TRANSPARENCY
- SECTION 1 — Pre-trade transparency for regulated markets and MTFs
- SECTION 2 — Pre-trade transparency for systematic internalisers
- Article 21 — (Article 4(1)(7) of Directive 2004/39/EC)
- Article 22 — (Article 27 of Directive 2004/39/EC)
- Article 23 — (Fourth subparagraph of Article 27(1) of Directive 2004/39/EC)
- Article 24 — (Article 27(1) of Directive 2004/39/EC)
- Article 25 — (Fifth subparagraph of Article 27(3) and Article 27(6) of Directive 2004/39/EC)
- Article 26 — (Fourth subparagraph Article 27(3) of Directive 2004/39/EC)
- SECTION 3 — Post-trade transparency for regulated markets, MTFs and investment firms
- SECTION 4 — Provisions common to pre- and post-trade transparency
- Article 29 — (Articles 27(3), 28(1), 29(1), 44(1) and 45(1) of Directive 2004/39/EC)
- Article 30 — (Articles 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC)
- Article 31 — (Article 22(2) of Directive 2004/39/EC)
- Article 32 — (Article 22(2), 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC)
- Article 33 — (Articles 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC)
- Article 34 — (Articles 27, 28, 29, 30, 44 and 45 of Directive 2004/39/EC)
- CHAPTER V — ADMISSION OF FINANCIAL INSTRUMENTS TO TRADING
- CHAPTER VI — DERIVATIVE FINANCIAL INSTRUMENTS
- CHAPTER VII — FINAL PROVISIONS
- Final
- ANNEX I — Table 1
- ANNEX II — Table 1